Real-time SMSF Reporting

Abstract flat-style illustration representing real-time SMSF reporting, with two professionals engaged in financial discussion and subtle data flow elements

The Australian Taxation Office (ATO) has made it clear that real-time reporting for SMSFs is no longer an option, it is necessary.  With the introduction of event-based reporting, SMSFs must now lodge Transfer Balance Account Reports (TBAR) quarterly with the ATO.  For accountants and advisers, this shift from annual to ongoing reporting can provide a compliance challenge but also a strategic opportunity.

Understanding Event-Based Reporting (EBR)

Event-based reporting requires trustees to report any movements in their personal Transfer Balance Account (TBA) to the ATO.  The TBAR reports events including:

  • Commencing a retirement phase pension
  • Commuting a retirement phase pension
  • Ceasing a retirement phase pension (e.g. death or a full commutation)

These events record a credit or debit in the member’s transfer balance account which the ATO uses to assess whether they have exceeded their Transfer Balance Cap (TBC).

Accurate and timely reporting helps prevent unintended breaches of the TBC and assists in avoiding penalties or excess tax liabilities.

Transfer Balance Cap: 2025 Indexation and Strategic Opportunities

From 1 July 2025, the TBC will increase to $2 million. This cap limits how much a member can have in retirement phase where earnings are tax-free. Using TBAR data, the ATO tracks movements between a member’s accumulation and retirement phase in near real-time.

If a member exceeds their TBC, the ATO may issue a determination to:

  1. Commute the excess to a lump sum payment or back to accumulation phase; and/or
  2. Pay excess transfer balance tax on notional earnings above the cap.

Case Example: A client commences a $1.9 million account based pension on 1 July 2025, believing they are under the new TBC.  However, they have forgotten about a $200,000 pension they commenced in 2017 which has since been exhausted.  Without accurate TBAR data, this would trigger a breach.  Early reconciliation using SMSF Engine’s daily data feeds can identify these issues before they escalate.

Valuing Investments for TBAR Accuracy

To meet these new TBAR obligations, investments will need to be recorded at their correct market value throughout the year and not just at year-end.  Reporting inaccurate TBAR entries can risk breaches and incorrect tax calculations.

Tip:  When clients make large commutations or lump sum withdrawals from their pension, review asset valuations before reporting to ensure accuracy and avoid triggering incorrect events.


The ATO’s Goal: Digital Compliance and Faster Correction

Why the shift to real-time reporting?  The ATO’s goal is to increase transparency, reduce delays and improve fairness in the superannuation system.  Previously, breaches of the TBC may not have been identified until the SMSF annual return was lodge, which was often too late to avoid penalties.

With real-time reporting:

  • Breaches and/or errors in reporting can be rectified quickly
  • Developing tax planning strategies becomes more precise
  • Accountants and advisers gain more visibility over fund activity

Timely data using SMSF Engine’s data feeds provides the opportunity for accountants and advisers to monitor contribution caps, pension requirements and investment activity throughout the year, enhancing client service and reducing the risk of non-compliance.

The shift to event-based reporting changes how SMSFs need to be administered and, how accountants and advisers engage with their clients.  The traditional annual model is no longer adequate.

Action Checklist:

  • Review TBAR requirements for all clients in pension
  • Monitor TBC for members and review historical reporting
  • Explain to clients why there is the need for real-time valuations (not just annual)
  • Consider implementing daily SMSF administration for clients who are close to their TBC or approaching retirement

How SMSF Engine Supports You

We provide daily investment reporting, real-time TBAR preparation and lodgement, and proactive support to ensure your practice stays efficient and your clients remain compliant.

Our Key Services:

  • Daily Administration: Using live data feeds and market-leading software, we ensure SMSF records are current, supporting real-time decision making.
  • Quarterly TBAR Management: We can provide the TBAR for lodgement or lodge it on your behalf if we act as the tax agent.
  • Client Portal Access: See live investment reporting, member balances and real-time financials at any time.

Why It Matters: Up-to-date reporting provides the opportunity to develop more responsive retirement strategies, manage TBC compliance and offer your clients a higher level of SMSF service.

Let’s Work Together

Our team understands the technical and practical sides of real-time reporting.  If you’re looking to offer your clients smarter SMSF administration solution without the extra workload, we’re here to help to deliver outstanding client outcomes.

Contact us to explore how our real-time SMSF solutions can support your firm and your clients.